File #: 19-0743    Name: FY 2019-20 Internal Audit Plan
Type: General Agenda Item Status: Passed - Auditor-Controller's Office
File created: 9/16/2019 In control: Board of Supervisors
On agenda: 10/1/2019 Final action: 10/1/2019
Title: Approve the Auditor-Controller's Fiscal Year 2019-20 Internal Audit Plan.
Attachments: 1. Board Report, 2. Attachment A - FY 2019-20 Internal Audit Plan, 3. Completed Board Order Item No. 20

Title

Approve the Auditor-Controller’s Fiscal Year 2019-20 Internal Audit Plan.

 

Report

RECOMMENDATION:

It is recommended that the Board of Supervisors approve the Auditor-Controller’s Fiscal Year 2019-20 Internal Audit Plan.

 

SUMMARY/DISCUSSION:

The Internal Audit Division through consultation and discussion with the Auditor-Controller’s Office (ACO), County Administrative Office (CAO), and certain Department Heads has identified five (5) internal audit projects for inclusion in the Fiscal Year 2019-20 Internal Audit Plan. This report seeks to obtain approval on scheduling and performing the projects listed on the plan.

 

OTHER AGENCY INVOLVEMENT

The information contained in this report has been reviewed and supported by the Budget Committee.  This report and related materials are in-line with the Board approved Internal Audit Policy. The ACO Internal Audit Department (IAD) worked with the CAO to finalize the type and nature of IAD projects to engage in for Fiscal Year 2019-20. 

 

FINANCING:

There are no financing implications as a result of this report.

 

BOARD OF SUPERVISORS STRATEGIC INITIATIVES:

The internal audit activity is a key cog in the risk management framework. The mission of the Auditor-Controller’s Internal Audit Division is to help Monterey County’s Board of Supervisors and Department Heads achieve their stated initiatives and goals by providing effective audit and consulting services designed to provide objective assurance, advice, and insight.

 

Check the related Board of Supervisors Strategic Initiatives

 

_x_Economic Development

_x_Administration

_x_Health & Human Services

_x_Infrastructure

_x_Public Safety

 

 

Prepared by: Harvey Howells, Past Chief Deputy Auditor-Controller, IAD, 755-5493

Approved by: Rupa Shah, CPA, Auditor-Controller, 755-5040

 

Attachments:

Board Report

Attachment A - FY 2019-20 Internal Audit Plan