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File #: 09-917    Name:
Type: Minutes Status: Passed
File created: 7/21/2009 In control: Board of Supervisors
On agenda: 7/21/2009 Final action: 7/21/2009
Title: Receive and accept a report and presentations from multiple departments covering their respective areas of Receive and accept a report and presentations from multiple departments covering their respective areas of
Attachments: 1. Completed Board Order, 2. Signed Board Report, 3. Attachment A - Department of Social & Employment Services, 4. Attachment B - Health Department, 5. Attachment C - RMA Road Fund, 6. Attachment D - Auditor/Controller, 7. Attachment E - Treasurer/Tax Collector, 8. Attachment F - County Administrative Office, 9. Attachment G - County Counsel

 

 

 

 

 

 

COMPLETED BOARD ORDER�"/R�S-2

Before the Board of Supervisors in and for the

County of Monterey, State of California

Budget No: 09/10-009

Receive and accept a report and presentations from multiple

departments covering their respective areas of

responsibilities concerning Fiscal Year 2009-10 cash flow

impacts to the County due to the issuance of State IOU's

and other State deferred payments.

Upon motion of Supervisor Potter, seconded by Supervisor Parker, and carried by those

members present, the Board hereby:

Received and accepted a report and presentations from multiple departments covering their

respective areas of responsibilities concerning Fiscal Year 2009-10 cash flow impacts to the

County due to the issuance of State IOU's and other State deferred payments.

PASSED AND ADOPTED this 21St day of July, 2009, by the following vote, to wit:

AYES: Supervisors Armenta, Salinas, Calcagno, Parker, Potter

NOES: None

ABSENT: None

I, Gail T. Borkowski, Clerk of the Board of Supervisors of the County of Monterey, State of California, hereby

certify that the foregoing is a true copy of an oriiginal order of said Board of Supervisors duly made and entered in

the minutes thereof of Minute Book 75 for the meeting on July 21, 2009.

Dated: July 23, 2009 Gail T. Borkowski, Clerk of the Board of Supervisors

County of Monterey, State of California

By_

 

 

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SIGNED BOARD REPORTX��"/T�MONTEREY COUNTY BOARD OF SUPERVISORS

MEETING: July 21, 2009

SUBJECT:

AGENDA NO.: S-2

Receive and accept a report and presentations from multiple departments

covering their respective areas of responsibilities concerning Fiscal Year 2009-

10 cash flow impacts to the County due to the issuance of State IOU's and other

State deferred payments.

DEPARTMENT: County Administrative Office

RECOMMENDATION:

It is recommended that the Board of Supervisors:

Receive and accept a report and presentations from multiple departments covering their respective areas

of responsibilities concerning Fiscal Year 2009-10 cash flow impacts to the County due to the issuance

of State IOU's and other State deferred payments.

SUMMARY:

On June 23`d the Board of Supervisors adopted the Fiscal Year 2009-10 budget. The Board did so with

the knowledge that the State budget crisis would have significant impacts on the County Budget. The

intent of this report is to provide the Board with an update on potential impacts to Monterey County

caused by the State's deferral of payments, issuance of Registered Warrants or IOU's, and program

funding reductions needed to close a $26 billion State Budget deficit.

DISCUSSION:

As previously reported, on February 19 the State approved a budget package that included provisions to

defer the July and August 2009 payments for certain health, mental health and social services programs

until September 2009 and the August payment for SB 90 mandates until October 2009. This was part of

a plan to close an estimated $41.6 billion state budget deficit.

Since May, the State legislature has been grappling with a $24.3 billion deficit, which as of July lst, now

stands at $26 billion. This has lead to various proposals for significant reductions in funding to

programs that are provided through the county. In addition, the budget crisis has left the State with a

cash flow problem. As a result, on July 2 the State Controller began issuing Registered Warrants or

IOU's for various scheduled payments. Registered warrants bear interest and are redeemable by the

State Treasury only when the General Fund has sufficient money. The State Controller currently

anticipates there will be sufficient funds available to redeem the warrants on October 2. However, if the

Pooled Money Investment Board PMIB) determines there is sufficient cash available for redemption at

an earlier date, the warrants may be redeemed earlier than October 2, 2009. Yet, without enactment of a

balanced budget the State Controller has projected the cash deficit problem will continue to grow and

the State's cash position will be negative $14.7 billion at the lowest point in October. The County

Treasurer-Tax Collector will provide a presentation on the State Registered Warrants status and other

potential impacts to the County Treasury, as summarized in Attachment E.

In anticipation that State payment deferrals and IOU's may continue beyond the current proposed time

period, departments with impacted programs have provided a six-month forecast of expected

expenditures and revenues. The Health, Social & Employment Services, and Resource Management

Agency will each give presentations outlining the information regarding their respective programs and

the impacts caused by the payment deferrals and IOU's. This information is summarized in

 

 

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SIGNED BOARD REPORTX��"/T�Attachments A, B, & Q. The Auditor-Controller's Office will also present a six-month forecast of the

overall impact to cash including other major cash events such as debt service payments Attachment D).

Currently, Monterey County is in a strong cash position that will enable us to maintain operations for the

short term. Yet, any extension of the deferrals of State payments and State budget reductions will

significantly impact the County's budget. As summarized in Attachment F, the County Administrative

Office will give a presentation highlighting some potential impacts the State budget crisis may have on

the County budget and estimated flashpoints for when staff will need to report back to the Board for

action. There is potential for those actions to include significant modifications to current program

funding. For this reason, the Office of the County Counsel will present the Board with a summary of the

legal options available to the County regarding the impacted programs and the timelines required to

implement any changes Attachment G).

Staff will continue to closely monitor the information coming out of Sacramento and will report back to

the Board as necessary.

OTHER AGENCY INVOLVEMENT:

The Auditor-Controller's Office, the Treasurer-Tax Collector's Office, the Office of County Counsel,

the Health Department, the Department of Social and Employment Services, and the Resource

Management Agency contributed to the data provided in this report.

FINANCING:

Acceptance of this report has no direct impact on the County Budget. The information in this report and

further direction from the Board will provide the context for any necessary actions including

modifications to the Fiscal Year 2009-10 Budget. Staff will provide updates to the Board of Supervisors

as necessary.

Approved by:

9

Le auman

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Date: */Iy/')-~,

 

 

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ATTACHMENT A - DEPARTMENT OF /g�Attachment A"

as provided by

the

Department of Social

& Employment

Services

 

 

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ATTACHMENT A - DEPARTMENT OF /g�ATTACHMENT A

Department of Social and Employment Services DSES)

Potential impacts due to loss of State funding

July 13, 2009

As a result of the 2009-2010 California State Budget Act that was enacted on February 20, 2009,

most State General Fund revenues for DSES programs are deferred for July and August; with an

expectation that these State General Fund revenues will be paid in September with normal cash

flow procedures thereafter. Through this two month deferral most Federal revenues are expected

to flow on an advance basis as normal. Programs impacted by the deferral include:

 CalWORKs

 assistance payments

 eligibility determination

 employment services including the Ca1LEARN program)

 supportive services child care, transportation assistance, ancillary support for

work activities)

 mental health and substance abuse services

 Medi-Cal eligibility determination

 Food Stamps eligibility determination

 Foster Care

 assistance payments for children in care

 eligibility determination

 Seriously Emotionally Disturbed assistance payments for children in care

 Adoption Assistance Payments supporting adopted children with special needs

 Child Welfare Services providing child abuse maltreatment prevention, investigation,

case management and treatment

 Foster Family Home Licensing

 Adoptions Services

 Independent Living Programs for youth in foster care and juvenile placement

 In-Home Supportive Services assessments

 In-Home supportive Services health benefits

 Adult Protective Services

Given the gravity of the State's financial difficulties and the difficulty being experienced by

legislators and the administration in reaching agreement, it is possible that the State cash flow

problem extends beyond the end of August. If this crisis continues into September when the

deferral ends, then State General Fund advances and reimbursements for these programs would

be made with IOUs. Additionally Older Californian's Act funded programs are impacted by the

IOUs effective in July.

Impacts:

Ca1WORKs Assistance Payments  Every month CalWORKs assistance payments support the

basic needs of over 11,000 children across the county in approximately 6,000 families. Monthly

grant payments to families total over $3.1 million  nearly all of which is a State General Fund

expense. In October, new Federal TANF block grant funds become available and sometime after

then the impact will shrink as Federal block grant funds replace State funds. If these payments

were stopped, all 6,000 families served would face severe hardship meeting basic needs with dire

 

 

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ATTACHMENT A - DEPARTMENT OF /g�ATTACHMENT A

consequences in the community. Of equal concern to the County would be the immediate impact

upon the local economy, in particular small businesses and sales tax revenue. As reported to the

Board in March, Beacon Economics 2009) reports on average, every $1 spent in human services

programs generates $1.3 in economic activity groceries, rent, utilities, transportation, etc). In

Monterey County, our CalWORKs benefits result in over $4.0 million in economic activity.

CaIWORKs Eligibility  Staffing to support the eligibility process includes more than 60

eligibility workers, 9 eligibility supervisors and associated support staff. Approximate costs are

$500,000 per month some cost for eligibility work in CalWORKs is borne by the Medi-Cal

Program and the Food Stamps Program through a cost allocation system accounting for the

categorical eligibility linkage of those two programs to Ca1WORKs). Any effort to discontinue

payment of grants to families would require that the connected eligibility staff be laid off as

would any effort to discontinue eligibility costs result in cutting off grant payments.) Impacted

families would have to reapply for Food Stamps and Medi-Cal where there would be insufficient

staffing to assess the new applications.

CalWORKs Employment Services  There are approximately 50 CalWORKs employment

workers, 6 supervisors and associated support staff. Approximate costs are $500,000 per month.

Any effort to discontinue payment of grants to families would likely result in disallowance of

costs for employment services. Any effort to limit cost savings measures to employment

services staffing would also result in discontinuance of supportive services see below) and could

lead to Federal financial sanction for not meeting required work participation rates.

CaIWORKs Supportive Services  Every month nearly 800 children more than 400 families

receive child care paid through the CalWORKs program. Monthly expenses are approximately

$300,000. Additionally, there is approximately $300,000 per month in reimbursements for the

transportation and ancillary expenses of CalWORKs parents to support their success in welfare

to work activities. Discontinuing these payments would undermine the success of welfare to

work programs and result in fewer parents able to continue on their goals toward self-

sufficiency. However, if welfare to work services and/or assistance payments were to be

discontinued there would be no reason to continue these expenses.

CalWORKs Mental Health and Substance Abuse Services  These funds are passed through

to the Health Department to support welfare to work recipients with mental health, alcohol abuse

and substance abuse problems overcome barriers to employment. Monthly expenses are

approximately $80,000. Eliminating these programs would impact the resources in Behavioral

Health and would impact funding for services provided by Sun Street Center at the award

winning Pueblo Del Mar program among other drug and alcohol treatment efforts.

Medi-Cal Eligibility Determination  Staffing to support the eligibility process includes more

than 100 eligibility workers, 15 eligibility supervisors and associated support staff.

Approximately 95,000 individuals including approximately 49,000 children) receive their health

insurance through the Medi-Cal program. Approximate costs for eligibility are $1.4 million per

month. Elimination of Medi-Cal eligibility staffing would result in the loss of Medi-Cal

eligibility for individuals and families and a resultant loss in revenues to the County's health care

system.

 

 

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ATTACHMENT A - DEPARTMENT OF /g�ATTACHMENT A

Food Stamp Eligibility Determination  Staffing to support the eligibility process includes

more than 50 eligibility workers, 9 eligibility supervisors and associated support staff. Nearly

30,000 individuals including approximately 21,000 children) receive supplemental nutrition

assistance through the Food Stamps program. Approximate costs for eligibility are $1.0 million

per month. The value of food stamp issuance is approximately $3.6 million per month.

Elimination of Food Stamp eligibility staffing would result in the loss of $3.6 million in Federal

Food Stamp benefits for families and would result in a similar loss to local grocers. As pointed

out in the CalWORKs Assistance Payments section the Beacon report 2009) reports on average,

every $1 spent in human services programs generates $1.3 in economic activity groceries, rent,

utilities, transportation). In Monterey County our Food stamp payments generates $4.9 million

in economic activity.

Foster Care  There are nearly 450 children in Foster Care placed by both DSES and Probation.

Approximately three eligibility workers determine eligibility and process payments. Monthly

foster care costs are approximately $900,000. Elimination of these costs would result in foster

youth losing resources for board and care that offers an alternative to abuse and neglect for

nearly 380 children and an alternative to juvenile detention for 70 children.

Seriously Emotionally Disturbed  This program pays for approximately 10 children with

serious emotional disabilities placed by Behavioral Health and local school districts. Monthly

costs fluctuate but average about $30,000. Elimination of these costs would result in youth losing

access to residential treatment help.

Adoptions Assistance Program  This program supports the placement of approximately 730

special needs adoptive children. Monthly costs are approximately $600,000. Children are in

families where adoption has been finalized, elimination of this program would result in a new

and unexpected hardship for families who rely on this support to care for their children.

Child Welfare Services  This program includes child abuse prevention and intervention

contracts, child abuse investigations, family reunification services and permanent placement

efforts. On any given month approximately 400 reports of child abuse and neglect are

investigated, the safety of nearly 200 children living in fragile homes are supervised by social

workers and nearly 400 children are in foster care. Staffing to support the program includes

approximately 64 social workers, 10 social work supervisors and associated support staff.

Monthly costs are approximately $1.0 million. This program also includes the following

contracted services:

761,403 ACTION Council Pathways to Safety

660,900 Alisal USD, Community Human

Services & Salinas Adult School Parent's As Teachers & Family to Family Campaign

334,299 Door to Hope MCSTART

320,000 Kinship Center Family Ties Program

281,622 Aspira & Visiting Nurses Association CHERISH Center

52,208 Efrain Ramirez & Jorge Mata-Vargas Consultant/Speaker provides Child Abuse Awareness

to the Community

24,334 ETO Outcome Application M&O Outcome data for Pathways to Safety Evaluation

15,000 Doctor's on Duty Court Ordered parent) Drug Screening

 

 

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ATTACHMENT A - DEPARTMENT OF /g�ATTACHMENT A

Eliminating this program would require dismissal of dependency for all children in care and

virtual elimination of county funded child abuse prevention.

Foster Family Home Licensing  This is an optional, but cost effective program operated by the

county under contract with the State. Foster family home licensing works to recruit high quality

committed foster parents as a more cost effective and appropriate alternative to placement than

group homes or foster family agencies. One social worker is funded by this program and

monthly costs are approximately $10,000. Additional support is provided through Child Welfare

Services. Contracted resources include:

435,669 Hartnell Foster Care Kinship Training

KION/KCBA/Telemundo/ Buckley

47,500 Broadcasting Recruitment / Marketing

Elimination of this optional State contract would result in fewer foster homes and more costly,

less appropriate placement in group homes and foster family agencies.

Adoptions  This is an optional, but cost effective program operated by the county under

contract with the State. The Adoptions Program is responsible for assessing and placing children

in adoptive placements. Six social workers, one supervisor and associated support staff are

funded by this program and monthly costs are approximately $10,000. Elimination of this

optional State contract would result in fewer adoptive placements and children staying in foster

care for longer periods of time.

Independent Living Programs  This is a program to help older foster youth prepare for

independent living. The program provides foster youth reach goals of graduation and enrollment

in college. It also provides support in career preparation, housing and life skills. The program is

staffed by a single social worker and partners with Hartnell College and volunteer partners such

as the Junior League and CASA. Monthly costs are approximately $20,000. The State funds

half of the program as a supplement there is no match requirement for the Federal funds.)

Elimination of the State funded portion of the program would severely hamper capacity to serve

all foster youth aged 16-21.

In-Home Supportive Services Assessments  This is a program that assesses the capacity of

seniors and disabled individuals for care for themselves in their own home. The assessment of

capacity leads to authorizations for home care. With an authorization for home care, eligible

recipients can hire an In-Home Services Provider and the State will pay for home care services

up to the amount authorized. Approximately 3,700 seniors and people with disability are served.

There approximately 18 social workers, 2 supervisors and associated support staff who are

funded by the program. Monthly costs are approximately $200,000. Elimination of this program

would result in loss of IHSS services to support recipients' independence in their own homes and

communities with many requiring institutionalization in skilled nursing care that is not available

in our community.

In-Home Supportive Services Health Benefits  Under contract with home care workers,

Monterey County provides health benefits for up to 375 eligible IHSS home care workers.

Health insurance is provided by the Central California Alliance Health. DSES bills the State for

State and Federal reimbursement for program costs on a quarterly basis. Monthly expenses are

approximately $200,000. Revenue for first quarter FY 2009-10 expenses are not anticipated

 

 

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A-U07

REPORT-U07

PRESENTATIONS-U07

MULTIPLE-U07

DEPARTMENTS-U07

COVERING-U07

RESPECTIVE-U07

AREAS-U07

OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

FLOW-U012

IMPACTS-U012

TO-U012

COUNTY-U012

DUE-U012

TO-U012

ISSUANCE-U012

OF-U012

STATE-U012

IOU-U012

S-U012

OTHER-U012

STATE-U012

DEFERRED-U012

PAYMENTS.-U012

 

 

ATTACHMENT A - DEPARTMENT OF /g�ATTACHMENT A

until in November 2009. Elimination of these health benefits would require re-negotiating

salaries and benefits for IHSS home care workers. It would also add 375 people to those who do

not have health insurance.

Adult Protective Services  This program provides protective services to elders facing

exploitation and abuse. There are 7 social workers, 1 supervisor and associated support costs in

the program. On any given month approximately 100 elders are served. Monthly costs are

approximately $50,000. Eliminating this program would result in the elimination of county case

management and social support for elders facing abuse or exploitation.

Older Californians Act Services  The Older Californian's Act programs supplement the

Department's Federal Older American's Act resources. At this time, it is expected that these

program will receive reduced funding, after accounting for anticipated allocation reductions,

approximate monthly expenses are $20,000. Older Californians Act Services fund:

Linkages Case Management  This program provides social work case management for

100 seniors and persons with disabilities between the ages of 18 and 60 years by

arranging services and goods to enable them to live independently in the community.

There are 2 social workers, a portion of a social work supervisor and associated fiscal and

data reporting administrative staff to meet State grant requirements. Eliminating this

program will result in many requiring institutionalization in skilled nursing care.

Respite Care Grant  This program provides a small amount of grant dollars to provide

respite care for providers of persons enrolled in the Linkages program. The elimination of

Linkages program would eliminate availability of these respite services.

Alzheimer's Day Care Resource Center  This program is operated through contract

with the Visiting Nurses Association VNA) and provides day care, counseling and

support groups for families of persons with Alzheimer's; and recruitment, training, and

supervision of volunteers to provide services at the day care center. Services are

provided 3 days a week for 5.5 hours a day to 32 persons. Without day care services,

families will not receive needed respite and will turn to institutionalization of their family

member in skilled nursing facilities designated for persons with Alzheimer's. There are a

very limited number of Alzheimer's facilities in Monterey County, resulting in a number

of county residents being placed in facilities at a great distance from the county and their

families.

 

 

BIB]

 

40022-U01

ATTACHMENT-U02

A-U02

U02

DEPARTMENT-U02

OF-U02

SOCIAL-U02

&-U02

EMPLOYMENT-U02

SERVICES-U02

LI21329-U03

FO21330-U03

FO74555-U03

FO75266-U03

MG75341-U03

AS75360-U03

AS75366-U03

AI81730-U03

DO82384-U03

C12-U03

ATTACHMENTS-U03

7/27/2009-U04

MUNOZP-U04

13697-U05

1-U06

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ACCEPT-U07

A-U07

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PRESENTATIONS-U07

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DEPARTMENTS-U07

COVERING-U07

RESPECTIVE-U07

AREAS-U07

OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

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IMPACTS-U012

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STATE-U012

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DEFERRED-U012

PAYMENTS.-U012

 

 

ATTACHMENT A - DEPARTMENT OF /g�7/8/09

D partment ofSocial& Employment Services

Funds: Federal Advanced; Cash Expended; State Deferred

 Estimated FY2009-10 

 

 

Program Est. Federal

Revenue

Advance Est. State

Revenue

Deferred/IOU Est. County

Share includes

Realignment/Other)

 

Total Notes

July-09   

CaIWORKs 213,770 2,891,900 79,633 3,185,303

Other Aids 716,831 464,477 388,098 1,569,406

Administration 2,334,900 1,013,000 590,806 3,938,706

Total 3,265,501 4,369,377 1,058,536 8,693,415 State Revenue Deferral Enacted in Budget Act.

August-09   

CalWORKs 213,847 2,892,942 79,661 3,186,450

Other Aids 729,355 523,786 405,024 1,658,165

Administration 1,883,300 1,013,000 511,112 3,407,412

Total 2,826,502 4,429,729 995,797 8,252,027 State Revenue Deferral Enacted in Budget Act.

September-09   

CaIWORKs 216,349 2,889,773 77,653 3,183,776

Other Aids 670,974 846,850 383,652 1,901,476

Administration 2,109,100 1,013,000 550,959 3,673,059

Total 2,996,424 4,749,623 1,012,264 8,758,311 Potential for IOU if the State's cash flow problem persists.

October-09   

CaIWORKs 275,495 2,904,504 79,500 3,259,499 Potential for IOU if the State's cash flow problem persists.

Other Aids 680,428 815,275 392,572 1,888,275 State share of the CaIWORKs program could be smaller

Administration 3,262,100 1,322,500 809,047 5,393,647 since the new Federal year starts 10/1  estimate is based

Total 4,218,023 5,042,279 1,281,119 10,541,421 on prior year's Federal revenue percentage.

November-09   

CaIWORKs 514,358 2,625,942 78,508 3,218,808

Other Aids 664,448 838,050 407,438 1,909,936

IHSS Health 361,841 146,678 78,981 587,500 Potential for IOU if the State's cash flow problem persists.

Administration 3,262,100 1,322,500 809,047 5,393,647 For November, reimbursement for the first quarter FY 09-10

Total 4,440,906 4,786,492 1,294,992 10,522,391 of IHSS Health Benefits are added quarterly claim cycle)

December-09   

CaIWORKs 1,242,829 2,230,104 86,823 3,559,756

Other Aids 699,734 868,379 425,889 1,994,002

Administration 3,262,100 1,322,500 809,047 5,393,647

Total 5,204,663 4,420,983 1,321,760 10,947,406 Potential for IOU if the State's cash flow problem persists.

Notes:

Administrative Revenue and Expensed based on FY2008-09

CaIWORKs/Other Aides based on FY2009-10 budget

7/13/2009 Social Employment Services

4:11 PM I Budget/FY09-10 CashFlow 2)

 

 

BIB]

 

40022-U01

ATTACHMENT-U02

A-U02

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&-U02

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LI21329-U03

FO21330-U03

FO74555-U03

FO75266-U03

MG75341-U03

AS75360-U03

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DO82384-U03

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7/27/2009-U04

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RESPECTIVE-U07

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OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

FLOW-U012

IMPACTS-U012

TO-U012

COUNTY-U012

DUE-U012

TO-U012

ISSUANCE-U012

OF-U012

STATE-U012

IOU-U012

S-U012

OTHER-U012

STATE-U012

DEFERRED-U012

PAYMENTS.-U012

 

 

 

 

ATTACHMENT B - HEALTH DEPARTM/W�Attachment B"

as provided by

the

Health Department

 

 

BIB]

 

40022-U01

ATTACHMENT-U02

B-U02

U02

HEALTH-U02

DEPARTMENT-U02

LI21329-U03

FO21330-U03

FO74555-U03

FO75266-U03

MG75341-U03

AS75360-U03

AS75366-U03

AI81730-U03

DO82385-U03

C12-U03

ATTACHMENTS-U03

7/27/2009-U04

MUNOZP-U04

13697-U05

1-U06

RECEIVE-U07

ACCEPT-U07

A-U07

REPORT-U07

PRESENTATIONS-U07

MULTIPLE-U07

DEPARTMENTS-U07

COVERING-U07

RESPECTIVE-U07

AREAS-U07

OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

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STATE-U012

IOU-U012

S-U012

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STATE-U012

DEFERRED-U012

PAYMENTS.-U012

 

 

ATTACHMENT B - HEALTH DEPARTM/W�ATTACHMENT B

Behavioral Health Summary of Analysis

ehavioral Health estimates the 6 month July 2009 to December 2009) cash impact due to

State IOU's and Deferrals to be $1,457,480. This number was derived by comparing to the

Y 2008-09 baseline activity for the same period and adjusting these figures by the

xceptions that impact FY 2009-10.

The programs to be impacted are the Medi-Cal Mental Health MH) Children component,

he Managed Care MH Allocation, the Medi-Cal Alcohol and Drug Programs ADP)

Federal and State General Fund SGF) components, and the ADP SGF.

f these programs were eliminated an estimated $7,634,270 in SGF and $16,000,000 in

federal funds would be lost. The State Contracts BH tab shows the breakdown of the major

State MH and ADP Contracts and their corresponding funding.

f the MH Children Medi-Cal program and Managed care components are eliminated, there

is a potential impact of $6.6 million to MH contractors, 110 County FTEs, and

approximately 2,867 Monterey County Residents. Similarly, if the ADP Medi-Cal

rogram is eliminated there is a potential elimination of 5,350 outpatient visits, 24,282

Narcotic Treatment NT) Counseling Visits, and 46,187 NT Methadone Doses.

 

 

BIB]

 

40022-U01

ATTACHMENT-U02

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U02

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DEPARTMENT-U02

LI21329-U03

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FO74555-U03

FO75266-U03

MG75341-U03

AS75360-U03

AS75366-U03

AI81730-U03

DO82385-U03

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ATTACHMENTS-U03

7/27/2009-U04

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13697-U05

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COVERING-U07

RESPECTIVE-U07

AREAS-U07

OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

FLOW-U012

IMPACTS-U012

TO-U012

COUNTY-U012

DUE-U012

TO-U012

ISSUANCE-U012

OF-U012

STATE-U012

IOU-U012

S-U012

OTHER-U012

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DEFERRED-U012

PAYMENTS.-U012

 

 

ATTACHMENT B - HEALTH DEPARTM/W�C:\Documents and Settings\guertinjp\Local Settings\Temporary Internet Files\OLK39\BH State Delayed Payments V2 2)

   State Cash that

   may NOTcome

   in due to IOUs

Title of Porgram/Month Cash Out Cash IN or deferrals Comments

Mental Health

July I $ 1,509,251 $ 9,351 $  No State Revenue Received that would be impacted

August- $ 3,229,566 $ 698,059 $  No State Revenue Received that would be impacted

September $ 4,094,827 $ 754,312 $  No State Revenue Received that would be impacted

October $ 4,969,385 $ 75,286 $  No State Revenue Received that would be impacted

    Took 1/12 of man care allocation and 1/6th of EPSDT

November $ 4,445,203 $

8,599,454 $ 1,047,018 revenue received to this date

December $ 4,204,202

$ 985,109 $  No State Revenue Received that would be impacted

Totals Mental Health $ 22,452,435 $ 11,121,570 $ 1,047,018

Alcohol and Drugs  

July  $  $  No State Revenue Received that would be impacted

August $ 397,381 $ 197,339 $  No State Revenue Received that would be impacted

September $ 731,580 $ 197,567 $  No State Revenue Received that would be impacted

State $62,671) and Federal $62,672) Drug Medi-Cal

Programs  corresponding amount would not be paid to

October $ 513,735 $ 321,411 $ 125,343 providers, list of these providers is attached

November $ 301,369 $ 89,844 $ 79,944  State General Fund $16,908) and Perinatal $63,036)

  State $102,588) and Federal $102,587) Drug Medi-Cal

Programs  corresponding amount would not be paid to

December

Totals Alcohol and Drugs $ 288,477

$ 2,232,542 $ 318,596 $ 205,176 providers, list of these providers is attached

$ 1,124,757 $ 410,463

Grand Total both budget units $ 24,684,977 $ 12,246,327 $ 1,457,480

  

Notes:

1) Column B shows all expenditures for Mental Health using FY 2008-09 as a base

2) Column C represents the cash that would be collected using FY 2008-09 as a reference

3) Column D shows the cash that would likely not be received due to the State IOU or deferral of funds

Fiscal Summary by Month date printed: 7/13/2009, tiem: 4:14 PM

 

 

BIB]

 

40022-U01

ATTACHMENT-U02

B-U02

U02

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LI21329-U03

FO21330-U03

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FO75266-U03

MG75341-U03

AS75360-U03

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DO82385-U03

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7/27/2009-U04

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13697-U05

1-U06

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DEPARTMENTS-U07

COVERING-U07

RESPECTIVE-U07

AREAS-U07

OF-U07

105-ADMINISTRATION-U08

JOHNSON-U09

EBBY-U09

JUAREZC-U10

7/13/2009-U011

RESPONSIBILITIES-U012

CONCERNING-U012

FISCAL-U012

YEAR-U012

2009-10-U012

CASH-U012

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IMPACTS-U012

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IOU-U012

S-U012

OTHER-U012

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PAYMENTS.-U012

 

 

ATTACHMENT B - HEALTH DEPARTM/W�C:\Documents and Settings\guertinjp\Local Settings\Temporary Interr

V2 2)

ATTACHMENT B

 

Mental Health Managed Care $ 6,988,000 $ 16,000,000 $ 22,988,000

Alcohol and Drug Porgrams NNA-27 $ 646,-27 0 2,945,511 $ 3,591,781

State Performance Contract $  $  $ 

MHSA State Ccontract $ 10,873,184 $  $ 10,873,184

Totals $ 18,507,454 $ 18,945,511 $ 37,452,965

  

Notes:

1) Column A Row 2 shows the State portion of the contract plus EPSDT revenues

of the Medi-Cal program

2) Column C Row 2 shows the Federal Portion of the Medi-Cal program

3) Columns B,C,D row 4 are blank since there is no dollar amount associated with the

contract but performance requirements on this contract are linked to the Medi-Cal

program and dollars received under the Managed Care Contract.

4) The MHSA State contract is not anticipated to have a significant impact on cash flow

as there is a balance in the MHSA restricted account that could be used to cover July

services.

 

State Contracts BH date printed: 7/13/2009, time: 4:14 PM

 

 

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40022-U01

ATTACHMENT-U02

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DO82385-U03

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ATTACHMENT B - HEALTH DEPARTM/W�C:\Documents and Settings\guertinjp\Local Settings\Temporary Intei

Contractor

Aspira

Casa Pacifica

Crossroads Santa Cruz community coun

Crossroads Santa Cruz community coun

Door to Hope

Door to Hope

Door to Hope

Door to Hope

Door to Hope

Door to Hope

Door to Hope

Door to Hope

Edgewood

Fred Finch

Kinship

Kinship

Kinship

Odd Fellow Rebekah

Odd Fellow Rebekah

PVPSA

PVPSA

Saint Vincent

Saint Vincent

Saint Vincent

Summitview

Unity Care

Unity Care

Unity Care

Victor Treatment

Lincoln Child Center

Totals

Mental Healh Serivces

Mental Health Serivces

otes:

1) Total of column M shows the estimated number of clients

ATTACHMENT B

FY 2009-10 FY 2009-10 Estiamated

Contract Amount Budget Amount # of clients

$ 655,387

$

$ 183,153 $ 116,515

 

$ 169,900

$ 169,900

$ 10,000

$ 547,000

$ 250,101

$ 417,922

$  429,890

$ 80,800

$ 130,500

$ 117,889

$ 288,112

$ 110,230

$ 50,472

$ 250,611

$

J

788,525

342,230

$ 205,288

23,298

$ 218,500

$ 11,500

$ 61,683

$ 29,441

 

$ 10,000

$ 547,000

$

$

$

$

$

$

$

655,387

250,101

417,922

429,890

80,800

130,500

142,100

263,901

110,230

50,472

$ 250,611

$ 788,525

$ 342,230

$ 263,756

$ 39,874

$ 258,210

$ 13,590

$ 61,683

$ 29,441

$ 6,941 $

$ 52,650

$ 730,224 $_

$ 254,520 $

$ 50,000 $

226,260

$ 46,629

6,941

56,204

365,112

254,520

250,000

$ 222,480

$ 46,6291

$ 6,739,655.64 $ 6,624,523.45

that would likely

al program

be affected if the full contract was cancelled due to Medi-C

elimination

2) The list above shows all contracts with EPSDT dollars as

Cal program

Medication Support

Mental Health Services

MHSA Mental Health Services

Day Treatment Intensive

Component

Wraparound

Mental Health Services

Mental Health Services

Case Management

Mental Health Services

Case Management

Medication Support

Case Management

Case Management

Mental Health Services

Mental Health Services

Case Management

Mental Health Services

Mental Health Services

Wraparound

Mental Health Services

Case Management

Day Tx

Mental Health Serivces

Medication Support

Mental Health Serivces

Wraparound

Day Tx

TBS

part of the Medi-

662

MH Contracts FY 2009-10 date printed: 7/13/2009, time: 4:14 PM

 

 

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PAYMENTS.-U012

 

 

ATTACHMENT B - HEALTH DEPARTM/W�ADP FY 2009-10 Contract Worksheet

 UNIT cost FY 2009-10 Units of

PROVIDER NEW) acct Type of Service Contracts Service

Community Human Services 8079 4931 I Residential 415,484 6,069

Community Human Services 8079 4965 Perinatal Residential 287,078 2,000

Community Human Services 8078 4940 DAISY 34,348 630

Community Human Services 8077 4933 Methadone Doses DMC) 360,850 35,000

Community Human Services 8077 4933 Individual Counseling DMC) 241,600 20,000

  / sz fix

Door to Hope 8079 4851 Women's Residential 286,180 3,514

Door to Hope 8079 4852 Family Res-Nueva Esperanza 236,687

Door to Hope 8078 4909 Drug TestingSATTA Funds) 28,700 820

Door to Hope 8078 4853 DMC-OPX Parenting Individ 38,793 686

Door to Hope 8078 4853 DMC OPX Parenting Grou 95,447 3,972

 

mmw,

 

Sunrise 8079 4803 Friday Night Live 17,825

Sunrise 8079 4804 Club Live 17,825

Sunrise 8079 4950 Prevention 97,659

Sunrise 8079 4940 Seven Challenges 6,264

 

Sun Street 8079 4841 Residential Recovery Home 485,784 8,304

Sun Street 8078 I 4864 Parenting  Individual DMC 5,655 100

Sun Street 8078 4864 Parenting  Group DMC 13,673 569

Sun Street 8078 4864 Perinatal-Individual DMC 648 8

Sun Street 8078 4864 Perinatal-Group DMC 730 15

Sun Street 8078 4864 Drug Court Parenting  Individual 6,843 121

Sun Street 8078 4864 Drug Court Parenting  Group 25,304 1,053

Sun Street 8078 44Undig

ent Parenting- I

ndividual 28,727 508

g

Sun

Street

8078

4864 Indigent Parenting

Group 93,357

 

3,885

Sun Stre

et

8078

4864 DSES Individual

Sun Street 8078 4864 DSES G 15212

269

roup  24 31 1,012

Sun Street 8079 4820 Com Recovery Ctrs-Prevention s mos funds) 215,923 13

659

Sun Street 8081 48 2 Training /Research

6

679

Sun Street 8079 4876 I Pueblo Del Mar

283,742 14,600

 M 4

SSC 79 4928 Residential Meth Grant 47,619 814

SSC 8078 4928 Parenting-Individual Meth Grant 7,804 138

SSC 8078 4928 Parenting-Group Meth Grant 16,437 684

SSC 8079 4928 Sober Living Environment. 27,39 3 2

055

SSC 8081 4928 Develo Program Evaluation

5,714 iKS

 

VHA 8078 4909

Dru

Testin

SATTA F

d

g

g

un

s) 17,675 505

8

VHA 077 4972 D/MC Methadone Doses 115,338 11,187

 

VHA 8

077 4972 D/MC Counseling Individual

33,679 2,188

VHA 8 077 4972 D/MC Counselin Grou 4,258  1,4gd;

 

 

 

 

Drug Medi-Cal Outpatient Visits 5,350

Dryg Medd1 Cal NTP Visits 24.282

  Drug Medi-Cal NTP Doses 46,187

 

 

Notes:

1) This document shows the full contract amount for all ADP contracts with

Providers excluding P36 amounts as this funding is proposed to be eliminated in

th

St

t

b

d

e

a

e

u

get

2) 7-9-09 NOTES: Reduced SSC Prevention from $431,846 to 1/2 as 6 mos of

prevention services will be sent for RFP with anticipated award date of 1-1-10

 

ATTACHMENT B

C:\Documents and Settings\guertinjp\Local Settings\Temporary Internet Files\OLK39',BH State Delayed Payments V2 2)

ADP Contracts FY 2009-10 print date 7/13/2009 4:14 PM

 

 

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ATTACHMENT B - HEALTH DEPARTM/W�C:\Documents and Settings\guertinjp\Local Settings\Temporary Inter

V2 2)

Title IMAJOR PROGRAM

BEHAVIORAL HEALTH AIDE

1AB3632

CSOC

Behavioral Health Grp Couns II

icsoc

Behavioral Health Services Mgr II

icsoc

BEHAVIORAL HLTH UNIT SUPVR

icsoc

CLINICAL PSYCHOLOGIST

AB3632

CSOC

CONTRACT PHYSICIAN

AB3632

CSOC

OCCUPATIONAL THERAPIST

AB3632

PATIENT SERVICES REP II

AB3632

CSOC

PSYCHIATRIC SOCIAL WORKER II

AB3632

CSOC

SECRETARY

Juvenile Justice

Probation Juv Justice

AB3632

SENIOR PSYCH SOCIAL WORKER

icsoc

SOCIAL WORKER III

j CSOC

AB3632

SUPVG PATIENT SERVICES REP

icsoc

Grand Total

3.500) 13.000

FTEs Auth 09

10

FTE FTE Reduced POTENTIALL

FTE AUTH FILLED 09-10 Y AFECTED

16.500 11.450

0.500

16.000

0.500

10.950

5.000

5.000

2.800

2.800

3.000

3.000

3.000

3.000

2.800

2.800

2.000

2.000

10.000 10.000

2.000

8.000

2.000

8.000

3.770 3.500

1.000

2.770

1.000

2.500

2.000

2.000

5.000

1.000

4.000

0.800

0.800

5.000

1.000

4.000

62.900 53.700

21.900

39.000

1.000

1.000

19.900

31.800

1.000

1.000

1.000

1.000

5.000

5.000

10.000

1.000

9.000

1.000

1.000

5.000

5.000

7.000

1.000

6.000

1.000 1.000

1.000 1.000

127.970 106.250

0.500

3.500) 12.500

1.000)

1.000)

ATTACHMENT B

4.000

4.000 E

2.800

2.800

1.000)

1.000)

2.000

Potential # o

Clients Affected i

Medi-Cal

Program is

eliminated

2.000

10.000

2.000

8.000

3.770

1.000

2.770

1.000)

1.000)

1.000

1.0001

5.000

1.000

4.000

8.200) 54.700

2.000)

6.200)

19.900

32.800

1.000

1.000

1.000

1.000

5.000

5.000

3.000)

3.000)

7.000

1.000

6.000

1.000

1.000

17.700) 110.270 2,205

Potential FTEs Affected

date printed: 7/13/2009, time: 4:14 PM

 

 

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ATTACHMENT B - HEALTH DEPARTM/W�Public Health Notes:

Public Health estimates the 6 month July through December 2009) cash impact due to the

possible issuance of State IOUs to be approximately $1,799,220; $1,219,735 in Children's

Medical Services, and $579,485 in Risk Reduction. These figures were derived through

the comparison of FY 2008/09 activities, FY 2009/10 exceptions/ changes, timing of

Community Contractor payments, and timing of actual receipt of prior earned revenue as

Cash IN.

The California Children's Services Administration and Medical Therapy Unit provide care

and treatment of medically fragile children. It should be noted the CCS Medical Therapy

Unit services are required, and Monterey County is required to fund 50% of these services.

If the County were to eliminate the program, the County Office of Education would be

required to provide the services, and bill the County for their provision.

The AIDS Master Agreement/Title ii Ryan White Treatment Funds provide treatment,

intervention, counseling, testing and education services to individuals with HIV/AIDS or in

high-risk populations. Approximately 80%, or $812,454, of the total HIV/AIDS State

Contract amount is sub-contracted to local Community Based Organizations and NMC's

NIDO Clinic. These organizations provide necessary services that prolong the health and

productivity of HIV-infected persons, interrupt the transmission of HIV through coordinated,

interdisciplinary approaches, and provide targeted education and prevention to HIV high-

risk populations.

The remaining Risk Reduction programs Immunization, Tuberculosis, Pandemic Flu,

Tobacco Control and Maternal Child Health) total $776,589. These programs provide

traditional Public Health intervention and control activities, and help assure the overall

health of Monterey County residents.

 

 

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ATTACHMENT B - HEALTH DEPARTM/W                     �   a e as that

   may NOT come

Program/Month Cash Out Cash IN in due to IOUs Comments

California Children's Services

July

185,900

 

August 278,500 

September 278,500 885,230 398,350 FY09 Qtr 4 reimb

October 380,300 

November 290,100 

December 270,500 661,180 297,530 FY10 Qtr 1 reimb

CCS Medical Therapy Unit

July

108,150 

August 156,000 

September 141,500 242,640 242,640 FY09 Qtr 2 & 3 reimb

October 218,500 

November 159,500 

December 156,000 131,400 131,400 FY09 Qtr 4 reimb

Child Health and Disability Prevention

July

36,225 

August 42,500 151,170 48,755 FY09 Qtr 3 reimb

September 49,000 

October 65,500 

November 42,500 

December 42,500 155,780 65,425 FY10 Qtr 4 reimb

Childhood Lead Poisoning Prevention Program

July

36,700 

August 16,100 

September 16,100 78,625 13,335 FY09 Qtr 3 reimb

October 18,500 

November 42,600 

December 16,100 162,850 22,300 FY09 4th Qtr reimb

Children's Medical Services Funded Programs: 3,047,775 2,468,875 1,219,735

HIV/AIDS

July

5,975 

August 9,650 101,925 88,410 FY09 Qtr 2 & 3 reimb

 

 

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ATTACHMENT B - HEALTH DEPARTM/W

�   a e as that

   may NOT come

Program/Month Cash Out Cash IN in due to IOUs Comments

September 11,950 95,830 FY09 Qtr 3 reimb

October 14,475 72,670 53,815 FY09 Qtr 3 reimb

November 222,850 79,760 FY09 Qtr 4 reimb

December 11,950 298,065 261,975 FY09 Qtr 4 reimb, federal funds exhausted

Immunization Local Assistance

July

5,500

29,085

4,025 FY09 Qtr 3 reimb

August 9,120 

September 9,000 

October 14,450 61,575 15,475 FY09 Qtr4 reimb

November 9,100 23,620 1,000 FY10 Qtr 1 reimb

December 9,500 

Maternal Child Health

July

10,500 

August 19,260 53,193 24,315 FY09 Qtr 3 reimb

September 18,500 

October 28,500 

November 20,100 

December 18,500 79,600 7,500 FY09 Qtr 4 reimb

Pandemic Flu

July

2,500

15,760

15,760 FY09 Qtr 3 reimb

August 3,750 

September 14,500 

October 8,200 25,875 25,875 FY09 Qtr 4 reimb

November 3,700 

December 3,700 

Tobacco Control Allocation

July

6,100

75,000

FY09 Qtr 3 & 4 Trust Fnd transfer

August 9,300 

September 9,500 

October 13,300 24,900 FY10 Qtr 1 Trust Fnd transfer

November 10,500 

December 9,500 

 

 

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ATTACHMENT B - HEALTH DEPARTM/W
�   ate as that

   may NOT come

Program/Month Cash Out Cash IN in due to IOUs Comments

Tuberculosis Subvention Allocation

July

August

September

October

November

December

9,500 38,145

14,750

16,250

38,145 FY09 Qtr 3

21,550 43,190 43,190 FY09 Qtr 4

15,500

14,950

Risk Reduction Funded Programs: 635,930 1,118,193 579,485

Grand Total Both Sections: 3,683,705 3,587,068 1,799,220

Notes:

Cash Out shows all program expenditures, using FY 08/09 as base

Cash IN shows projected actual program receipt of cash, using FY 08/09 timing of reimbursement as base

State Cash represents cash that may be received as an IOU

Comments describes Cash IN time period reimbursement

 

 

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ATTACHMENT B - HEALTH DEPARTM/W

�California Children's Services, Administration 1,379,839 1,980,049 3,359,888

CCS Medical Therapy Unit 1,031,047  1,031,047

Child Health and Disability Prevention 254,748 498,659 753,407

Childhood Lead Poisoning Prevention Program 261,142 128,751 389,893

Children's Medical Services: 2,926,776 2,607,459 5,534,235

AIDS  Master Agreement/Title II Ryan White Treatment Funds 578,485 444,151 1,022,636

Immunization Local Assistance 5,000 127,210 132,210

Maternal Child Health 37,232 223,005 260,237

Pandemic Flu 74,641  74,641

Tobacco Control Allocation 150,000  150,000

Tuberculosis Subvention Allocation 159,501  159,501

Risk Reduction State Contracts: 1,004,859 794,366 1,799,225

Grand Total Both Sections: 3,931,635 3,401,825 7,333,460

 

 

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ATTACHMENT B - HEALTH DEPARTM/W

�

 

Contractor

 

Type of Service FY 2009-10

Contract Units of

Amount Service

Dr. V Bliss CCS Medical Oversight 102,711 2,499 Cases

JGL Medical Transcription Service 20,000

Creekside Lease) Building Lease 378,211

Children's Medical Services Funded Sub-Contracts: 500,922

NIDO Clinic  NMC

OPIS Clinic  CHOMP

John XXIII

MCAP

Provider of last resort of

treatment, intervention & 4.65 NIDO

counseling services to FTE

individuals with AIDS 477,807 500 clients funded

Provider of last resort of

treatment & counseling

services to individuals with

AIDS

64,247 90 clients

HIV/AIDS education, prevention

& testing services to high-risk 1,000 risk

individuals in Monterey and San reduction

Benito counties 261,900 sessions

HIV/AIDS counseling & testing

services to high-risk individuals 8,500

Environmental Health Division

Environmental Lead sampling,

review & enforcement 106,794 50 cases

Risk Reduction State Funded Sub-Contracts: 919,248

Grand Total Both Sections: 1,420,170

 

 

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ATTACHMENT B - HEALTH DEPARTM/W�

 

Program

Professional

FTE Non-

Professional

FTE

 

Total FTE

California Children's Services 7.00 23.00 30.00

CCS Medical Therapy Unit 12.00 4.00 16.00

Child Health and Disability Prevention 3.50 2.00 5.50

Childhood Lead Poisoning Prevention Program 0.75 1.00 1.75

Children's Medical Services FTE: 23.25 30.00 53.25

HIV/AIDS  1.00 1.00

Immunization Local Assistance  1.00 1.00

Maternal Child Health 0.05 2.25 2.30

Pandemic Flu 0.50  0.50

Tobacco Control Allocation  1.10 1.10

Tuberculosis Subvention Allocation 1.00 0.50 1.50

Risk Reduction FTE: 1.55 5.85 7.40

Grand Total Both Sections: 24.80 35.85 60.65

 

 

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40022-U01

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ATTACHMENT C - RMA ROAD FUND/o�Attachment C"

as provided by

the

Resource

Management Agency

Road Fund

 

 

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ATTACHMENT C - RMA ROAD FUND/o�ATTACHMENT C

Potential Impact of State Budget on Department of Public Works:

State Issuance of IOU's for first six months of FY 2009-10

Staff is consulting with the representatives at the State to determine if IOU's will result in a

$400,000 shortfall in funding for Highway 68-San Benancio, Highway 68-Coral de Tierra, and

Davis Road Bridge for the first six months of FY 2009-10.

The shortfall in project funding will result in a six month project delay unless IOU's can be

converted to cash.

The County will earn interest of 3.75% on the IOU's.

Proposition 42 Deferral for first six months of FY 2009-10 to be repaid in May 2009:

The State has proposed deferral of Proposition 42. The Department budgeted $1.554 million for

the first six months of FY 2009-10 in Proposition 42 revenue. This deferral will also reduce the

cash balance for the Road Fund, resulting in lost interest earnings of $12,481 for a total potential

loss of $1.566 million.

Highway Users Tax HUT) Permanent Take for first 12 months of FY 2009-10:

The State has proposed a permanent take of HUT for FY 2009-10 resulting in a $6.36 million

funding shortfall in the Road Fund. County will also lose related interest earned on the HUT for

this 12-month period of approximately $28,741 for a total potential loss of $6.388 million. This

will have catastrophic consequences to the Monterey County Road System. HUT is used to fund

maintenance operations on County roads and bridges. A permanent take of $6.36 million could

result in major layoffs 50-70 employees) and decimate the maintenance program, unless funding

can be provided from other sources.

C:\Documents and Settings\Pandor\Local Settings\Temporary Internet Files\OLK47\Potential

Impact of State Budget on DPW.doc

 

 

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ATTACHMENT D - AUDITOR/CONTRO/r�Attachment D"

as provided by

the

Auditor- Controller

Attachment will be provided

separately by the Department.)

 

 

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ATTACHMENT E - TREASURER/TAX /t�Attachment E"

as provided by

the

Treasurer-Tax

Collector

 

 

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ATTACHMENT E - TREASURER/TAX /t�ATTACHMENT E

TREASURER'S REPORT ON STATE REGISTERED WARRANTS

AND OTHER RELATED IMPACTS ON THE COUNTY TREASURY

July 10, 2009

The Treasurer's office is an integral component of the countywide process of receiving

revenue and paying out authorized expenditures. On any given day the Treasurer may

deposit and pay out amounts ranging, from $1 million to as much as $100 million when

large bond payments are due coupled with school/county payrolls). To ensure sufficient

cash is always available to meet multi-agency demands, the Treasurer maintains a robust

cash management program that has historically provided ample liquidity that anticipates

both incoming revenue and outgoing payments. The onset of the State budget crisis

along with the ongoing recession has disrupted the ability to accurately and timely

anticipate the required cash needs for all depositors in the county treasury. Those

depositors are generally comprised of:

* Schools 60% of treasury assets $600 million)

* Special Districts 10%  46 $100 million)

* County General Fund 12%  44 $120 million)

* Other County Funds 18%   $180 million)

Total assets in treasury  $1 billion

There are no city or out of county depositors in the county treasury.

This analysis of the impact of the State crisis on the county treasury considers:

1. DEFERRED STATE PAYMENTS

II. ISSUANCE OF REGISTERED WARRANTS IUO'S)

III. OTHER PUBLIC AGENCY ISSUES

Although there are significant economic and State budget impacts on the cash flows of

schools and special districts, the focus of deferred State payments and Registered

Warrants will be on the County of Monterey. The section on Other Public Agency

Issues" will discuss how outside agency cash shortfalls could involve the county treasury.

1. DEFERRED STATE PAYMENTS

At the time of this report, the State has notified affected counties those over 40,000

population) of the deferral of various health and human services payments. The

announced deferral period is July/August 2009. Assuming a near-term State budget

adoption with no changes to the impacted health and human services programs, the

deferred payments are due to be paid to the county in September. The specific program

 

 

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ATTACHMENT E - TREASURER/TAX /t�ATTACHMENT E

identities and their corresponding deferral amounts are provided separately by the

Departments of Health and Social and Employment Services.

Collectively, the deferral of State payments could result in an estimated 2-month General

Fund revenue reduction of $9 to 10 million to the county treasury. The county treasury

has sufficient cash liquidity to meet the expected revenue reduction arising from deferred

State payments. This capability is largely due to the use of the TRAN borrowing of $55

million.

H. ISSUANCE OF REGISTERED WARRANTS IOU'S)

Without budgetary authority, various State payments cannot be made. Consequently, the

State Controller began the issuance of Registered Warrants, also known as IOU's on July

2, 2009. As is the case with deferred payments, the majority of State IOU's destined for

counties pertain to the health and human services programs. At this time, the Treasurer

has not been advised of any State IOU's that may be issued for Highway Users Tax

payments.

The characteristics of the IOU's are:

 Appear similar to regular State checks with the additional script indicating the

warrants are registered and cannot be deposited until October 2, 2009 or after that

date.

 Interest will be paid to the presenter at the annualized rate of 3.75%.

 The Securities and Exchange Commission has determined the warrants are a

municipal security and can be sold in the secondary market. Further, the

Municipal Securities Rulemaking Board MSRB) will regulate and designate

acceptable entities to engage in secondary market activity.

The County's corresponding bank  Bank of America formally notified the Treasurer

they will not accept Registered Warrants for depository credit after July 10, 2009.

Since most State payments to the county physically occur at a Sacramento Bank of

America branch lockbox, the bank has agreed to forward via Federal Express all State

Registered Warrants to the Monterey County Treasurer as soon as they are received by

the bank after July 10). The Treasurer intends to log the warrants, coordinate with the

Auditor-Controller in establishing an account receivable system, develop certain security

procedures and retain them until they can be redeemed  hopefully in October. The

overarching concern is the stated redemption date on the warrants  on or after

October 2, 2009". The uncertainty of the actual redemption date results in the county

not receiving payment for programs funded by alternative sources eg. TRAN) for an

extended period, possibly into a later fiscal year.

The Treasurer does not plan to access the secondary market to redeem the State warrants

as this will likely involve a sale of the warrants at a significant discount loss) to full

 

 

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ATTACHMENT E - TREASURER/TAX /t�ATTACHMENT E

value. However, if a market is identified that will pay full value upon presentment of the

warrant, the Treasurer will consider early redemption.

As of July 10, 2009 the Treasurer received a total of $193,704 from 9 Registered

Warrants. Those warrants were credited to the county by Bank of America. Subsequent

warrants will not receive credit. Should the State continue to issue Registered Warrants,

the estimated monthly amount for county programs is $0.7 million. The Treasurer has

sufficient cash liquidity to cover this estimated cash shortfall for the next 4-5 months.

The uncertain end-time for cash coverage reflects the unknown impact of the final State

budget on county programs and the availability of alternative county funding sources. In

addition, the County's short term borrowing TRAN) must be 50% repaid by the end of

2009. This will substantially reduce the county's ability to provide cash should the State

budget crisis persist for several more months.

III OTHER PUBLIC AGENCY ISSUES

The combination of the economic downturn and the State budget crisis has impacted all

other public agencies, including those who are depositors schools and special districts)

and non-depositors cities) in the county treasury. Consequently, those public entities are

developing budgetary mitigations as well as cash flow augmentation plans. Historically,

the county's cash flow plan involved a short term borrowing program using Tax and

Revenue Anticipation Notes TRAN) which is a one-year note payable in two increments

during the fiscal year. This year the county borrowed $55 million.

Other public agencies have access to TRAN programs. This year, four Monterey County

school districts issued a TRAN. However, there are 22 districts that did not issue a

TRAN. This may be a result of access to other internal borrowing sources, inability to

access the TRAN market or simply not demonstrating a financial need. The same is true

for the cities in Monterey County. Given the current economic situation and the deferral

of State payments, the Treasurer believes all public entities in the county are experiencing

fiscal and cash flow stress. The nexus with the county treasury is that all public agencies

have legal authority under Article 16 of the State Constitution to request temporary loans

from the county treasury. This is accomplished by an authorizing resolution from a

governing body, approvals from the county Auditor-Controller as to compliance and the

county Treasurer as to cash availability in the treasury. The Board of Supervisors has

final authority to approve or deny the requested loan. Repayment of these loans is

ensured by withholding property tax allocations by the Auditor-Controller.

For the past many years, several special districts primarily fire protection districts) have

annually engaged in temporary loans from the county treasury. The annual total of such

loans has averaged around $6 million. This year, there may be more public agencies

opting to request cash flow funding from the county treasury. Specifically, the City of

Pacific Grove has contacted the Auditor-Controller and Treasurer to begin preparation for

a temporary loan. While these loans are permissible and secure as to repayment, there is

a question about threshold tolerance given the State crisis. If all eligible cities and

 

 

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ATTACHMENT E - TREASURER/TAX /t�ATTACHMENT E

districts requested a temporary loan from the treasury, there would be no available funds

for routine expenses. Thus, a legal question of invoking limits on approval of temporary

loans must be addressed.

Another potential impact on the treasury is from non-general fund county departments.

The Road Fund is a particular concern. The State has indicated the possibility of severely

reducing Highway Users Tax Gas Tax) allocations and also reducing Prop. 42 funding.

While these funds are not a part of the Registered Warrant process, they do represent a

potential major revenue reduction that will require budgetary mitigation action by the

Board of Supervisors. The Highway Users Tax is currently estimated at $800,000 per

month. It should be noted the county TRAN is a general fund cash program. Therefore,

it cannot be used to supplant non-general fund shortfalls such as the Highway users Tax.

CONCLUSION

At the time of this report, the State budget status is uncertain. The State Controller began

issuing Registered Warrant on July 2 and will continue to do so until State cash flow have

improved. Beginning July 10 the county's bank will no longer accept Registered

Warrants for depository credit. The Treasurer will secure the warrants and hold pending

potential redemption on or after October 2. Based on the projected payment deferrals and

IOU's from the State for county General Fund programs, the Treasurer believes there is

sufficient cash to maintain program support for the next 4- 5 months. This is largely due

to the proceeds from the county TRAN issue of $55 million. Should the State not honor

warrant deposits until much later than October 2, or if the budget stalemate continues the

Treasurer would not have enough cash to continue funding General Fund programs and

expenses.

Finally, the Treasurer could not provide any significant increase in temporary loans to

other public agencies beyond the historical amount of $5-6 million. The Treasurer

recommends seeking an opinion on the authorities associated with these loans.

 

 

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ATTACHMENT F - COUNTY ADMINIS/z�Attachment F"

as provided by

the

County

Administrative Office

 

 

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ATTACHMENT F - COUNTY ADMINIS/z�ATTACHMENT F

Potential Impacts to the County Budget

Due to the State Budget Crisis

While the focus of this document is to outline the impacts of State cash flow management tactics, namely use of

I.O.U.'s and payment deferrals, it must be clearly stated that the driving force requiring these actions is the

continued inability of the State to adopt a balanced budget over multiple years. This was reiterated by the State

Controller in his statement California continues to pay for its history of unbalanced budgets. The State spent

$10.4 billion more than it collected last year alone, and is now without enough cash to cover all of its payment

obligations." The County Administrative Office provides the following information to allow the Board of

Supervisors to begin quantifying the financial risks associated in conducting business with the State of California.

State Payment Deferrals and IOU's

The current State budget contains provisions to defer the July and August payments of specific health, mental

health and social services programs, and additionally defers the August payment for SB 90 mandates. These

deferred payments will impact the County mainly in the social services program area with an estimated $9 million

in deferred payments over this time period. During this period, Federal revenues are expected to continue on an

advance basis.

In June, the State Controller announced that the State would have an immediate cash deficit problem in July if

budget solutions were not implemented resulting in the need to issue Registered Warrants or I.O.U.'s for various

program payments. At the time of this writing the State has failed to achieve a balanced budget and the State

Controller has begun issuing I.O.U.'s.

A look at the State's General Fund for the last two fiscal years helps illustrate the State's growing cash problem.

In June of FY 2007-08 the State relied on $1.5 billion in internal loans to help cover cash requirements, contrast

that with June of FY 2008-09 where the State has required $11.9 billion in internal loans to cover cash

requirements. That increase of $10.4 billion in internal loans demonstrates the State is evermore dependent on

non-General Fund funds as well as the State's traditional consumption of County cash through slow and in some

cases non-payment. A prime example of non-payment is the over $16.5 million currently owed to the County of

Monterey by the State for providing mandated services SB 90). This type of one-sided business relationship is

becoming unsustainable for the County of Monterey. If, or as, the State continues to accumulate balances owed to

the County, the County will be forced to modify programs to fiscally survive. It is likely the State is looking to

borrow County cash through these deferrals and I.O.U.'s to repay these borrowed internal State Funds. This is

akin to using one credit card to pay off another, regardless of the credit terms or consequences. One alternative

would be for the State to continue using this internal credit since it ended FY 2009 with $7.1 billion in unused

borrowable resources that could be tapped into before deferring payment to local agencies. In the event this is not

the strategy, the State may be facing a greater challenge in achieving balance as its deficit is masked by these ever

growing loans.

Currently, it is anticipated that the State will issue IOU's for payments made in July, August and September. The

warrants may be redeemable on October 2, and will be reimbursed with 3.75% interest. In addition to the planned

payment deferrals, the issuance of these IOU's will result in further cash flow impacts to the County. The

effected departments estimate that for the first quarter of Fiscal Year 2009-10, the impact to county programs is

$2.0 million per month in registered warrant payments.

Because Monterey County has taken proactive measures to keep its budget balanced, the County Treasurer has

advised that sufficient cash is currently available to continue operations for a short period of time. If the State

Controller is able to expedite the issuance of payments, and the State resumes timely payments in September and

October, the County should have adequate access to cash to meet its' obligations. However, given the gravity of

the State budget deficit and the apparent inability of the legislature to reach an agreement, it is possible that the

State's cash flow problems could extend into the second quarter of this fiscal year.

 

 

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ATTACHMENT F - COUNTY ADMINIS/z�ATTACHMENT F

Without quick action by the state legislature to enact a budget package that results in meaningful change and a

truly balanced budget, the State Controller has forecast that the State's cash will reach a low point of $14.7 billion

in October. Figure 1 shows the Controller's Cash Outlook for FY 2010 if budget solutions are not implemented.

Figure 1:

vW!YN/RR'ttre

414.7

July Aug. Sept Oct. Nov. Dec. Jan. Feb.

21.4

416.7

Source: California State

Controller's Website

Any continued deferral of payment I.O.U or otherwise) would begin to negatively impact the Counties ability to

sustain operations and may require budgetary action. The County Administrative Office continues to monitor the

County's cash position and all plans or schemes proposed for the state budget. Currently the County

Administrative Office views mid-September as the first flashpoint for taking action to modify the County's

budget. If the State has not implemented real" budget solutions by this time, the County must review what course

of action to take assuming that payment deferrals and/or IOU's will continue into the second quarter of the fiscal

year. If so, it may be necessary to implement budget modifications to reduce expenditures in the impacted

programs or to free up discretionary funds to backfill mandated programs.

Current State Budget Reduction Proposals

Of immediate concern for the County budget will be the expenditure reductions enacted by any plan put

forth by the State Legislature and signed by the Governor. A range of County programs may be

impacted by the reduction proposals currently under consideration. Outlined below are brief summaries

of some potential impacts to the County. It should be noted this information is based on the most recent

information from Sacramento and the state budget discussions are very fluid at this time. With this in

mind, the following provides an overview and estimated impacts to Monterey County programs should

the proposals be implemented.

 Suspension of Proposition IA: As of this writing, this proposal is not being considered by the

legislature. However, because the legislature has failed to reach agreement on solutions to

replace this proposal, it should be included on a list of potential impacts. The Governor proposed

to borrow almost $2 billion in property tax revenues received by local agencies. Under the

proposal, the borrowing would be instituted on an across-the-board basis, with each agency

expected to lend" 8 percent of its FY 2008-09 property tax revenues to the State. If enacted, the

California's Cash Outlook w/o Budget Solutions

F+ the Mor Ju r 2ko  Jane. ttt0 Revised V-10-09)

eased on Deparkiwat of Maras may Revision Daft

in Billions of Dolls s

Red tine AV*WAa Cash i-L 0-Law pow of Month wtth No Registered Wa anta tWo

wLine A_ f at tow PcinEnorMonth h rsncaofIOUs 1 1Aarrants)

 

 

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ATTACHMENT F - COUNTY ADMINIS/z�ATTACHMENT F

State will be required to repay the loan within three years and with interest. The impact to the

County General Fund would be a loss of approximately $7.6 million to $9.7 million.

 Elimination of Williamson Act Subvention: The Governor proposed to eliminate state

subventions to local governments for open space and agricultural land under the Williamson Act.

Currently, the state backfills a portion of the revenue lost by local agencies when they enter into

agreements for lower property tax assessments when those land owners agree to use the land for

agricultural or open space purposes. The estimated impact to the county would be approximately

$1 million.

 Highway User's Tax Account HUTA): The legislature is considering borrowing" the local

share of funding from HUTA. For the County, the potential impact would be a loss of

approximately $6.4 million in the Road Fund.

 Proposition 42 Funding: The legislature is also considering Prop 42 funding for local road

projects. The impact to the County would be an estimated $2 to $4 million loss to the Road Fund.

 Health & Human Services: The legislature is also considering varying program cuts that would

impact the Health and Social & Employment Services Departments in the millions. The

programs under consideration include Healthy Families, CalWORKS, Medi-Cal programs, In-

Home Supportive Services, Drug & Alcohol programs and mental health programs.

 Public Safety: Public Safety funding could be impacted by State budget cuts, primarily in the

areas of grants. In addition, a series of sweeping sentencing and parole changes and the potential

elimination of inmate rehabilitative services within the state prison system will transfer the

responsibility from the State to the local level resulting in increased costs and pressure on the

local justice systems.

Conclusion

As is evident from the broad areas being discussed, the budget reductions required for the State to

achieve a real" balanced budget will have significant and lasting impacts on the programs and services

provided by Monterey County. While the focus of this report has been on cash, the ultimate impact will

be to the County's budget. Since the County has limited options for short-term management of this State

imposed cash borrowing, the most prudent and likely only) course of action is to continue monitoring

the situation and be prepared for immediate action in September/October. Upon adoption of a State

Budget, staff will return to the Board with recommendations to bring the County's budget in-line with

the new funding and revenue expectations.

 

 

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ATTACHMENT G - COUNTY COUNSEL/�Attachment G"

as provided by

the

County Counsel

County Counsel is reviewing various

legal issues associated with the

impacted programs and may provide

written materials in advance of the

Board Hearing.)

 

 

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