Skip to main content
File #: 23-828    Name: Internal Audit Activity Report and Presentation
Type: General Agenda Item Status: Received
File created: 10/20/2023 In control: Board of Supervisors
On agenda: 11/7/2023 Final action:
Title: Receive a report summarizing the activities of the Auditor-Controller's Internal Audit Division (IAD).
Attachments: 1. Board Report, 2. Attachment A - Internal Audit Activity Report 2023.10.20, 3. Attachment B - FY23 FY24 Audit Work Plan, 4. Internal Audit Activity Report BOS Presentation Slides 2023.10.26, 5. Presentation Item No.pdf

Title

Receive a report summarizing the activities of the Auditor-Controller’s Internal Audit Division (IAD).

 

Report

 

RECOMMENDATION:

It is recommended that the Board of Supervisors receives a report summarizing the activities of the Auditor-Controller’s IAD.

 

SUMMARY/DISCUSSION:

In May 2022, the Board approved the Internal Audit Work Plan for FY 2023 and FY 2024 (Attachment B), comprising of internal and external audit projects, and compliance monitoring work. While limited in staffing resources, the two-member IAD team has made strides in implementing this Work Plan. The Internal Audit Activity Report (Attachment A) summarizes IAD’s activities and performance since adoption of the Work Plan, along with background information on the internal audit function.

 

OTHER AGENCY INVOLVEMENT:

None

 

FINANCING:

There are no costs associated with receipt of this report.

 

BOARD OF SUPERVISORS STRATEGIC INITIATIVES:

The proposed recommendation supports the Board of Supervisors strategic initiatives for Administration.

Mark a check to the related board of Supervisors Strategic Initiatives

___ Economic Development

_X_ Administration

___ Health & Human Services

___ Infrastructure

___ Public Safety

 

Prepared by:                     James Lam, Chief Deputy Auditor-Controller, Internal Audit, 755-5493

Approved by:                     Rupa Shah, CPA, Auditor-Controller, 755-5084

 

Attachments:

1. Attachment A - Internal Audit Activity Report

2. Attachment B - FY22-23 & FY 23-24 Internal Audit Work Plan